| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BaoJia Capital Limited | RO | 就證券提供意見 | 2022-04-04 | - |
| RO | 提供資產管理 | 2022-04-04 | - | |
| Yuan Tong Global Securities Limited | RO | 期貨合約交易 | 2019-06-11 | 2021-12-20 |
| Yuan Tong Global Asset Management Limited | RO | 提供資產管理 | 2017-12-20 | 2021-12-20 |
| Yuan Tong Global Securities Limited | RO | 就證券提供意見 | 2017-10-27 | 2021-12-20 |
| RO | 證券交易 | 2017-10-27 | 2021-12-20 | |
| Kirin Securities Limited | RO | 就證券提供意見 | 2017-05-26 | 2017-06-23 |
| RO | 證券交易 | 2017-05-26 | 2017-06-23 | |
| Kirin Asset Management Limited | RO | 提供資產管理 | 2016-09-15 | 2017-06-23 |
| Rep | 提供資產管理 | 2016-07-29 | 2016-09-15 | |
| CSC SECURITIES (HK) LIMITED | RO | 提供資產管理 | 2015-05-07 | 2016-06-18 |
| RO | 期貨合約交易 | 2014-01-22 | 2016-06-18 | |
| CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | RO | 證券交易 | 2010-06-03 | 2012-12-31 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2009-07-17 | 2014-01-22 |
| CSC SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-10-03 | 2009-07-09 |
| RO | 就證券提供意見 | 2008-07-14 | 2016-06-18 | |
| RO | 證券交易 | 2008-07-14 | 2016-06-18 | |
| Rep | 就證券提供意見 | 2008-05-30 | 2008-07-14 | |
| Rep | 證券交易 | 2008-05-30 | 2008-07-14 | |
| EAA SECURITIES LIMITED | RO | 就證券提供意見 | 2006-04-21 | 2008-05-24 |
| RO | 證券交易 | 2006-04-21 | 2008-05-24 | |
| Rep | 證券交易 | 2006-02-01 | 2006-04-21 | |
| KuCoin HK Limited | Rep | 證券交易 | 2005-02-08 | 2006-01-16 |
| EAA SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-30 | |
| Rep | 證券交易 | 2003-04-01 | 2003-05-30 |
已採集記錄中暫無金管局登記。