| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Realord Asia Pacific Asset Management Limited | RO | 就證券提供意見 | 2025-03-26 | - |
| RO | 提供資產管理 | 2025-03-26 | - | |
| Realord Asia Pacific Securities Limited | RO | 證券交易 | 2025-03-26 | - |
| Hong Kong Stock Link Securities Limited | RO | 證券交易 | 2023-12-13 | 2025-01-28 |
| Realord Asia Pacific Asset Management Limited | RO | 就證券提供意見 | 2023-02-09 | 2023-11-17 |
| RO | 提供資產管理 | 2023-02-09 | 2023-11-17 | |
| Rep | 提供資產管理 | 2022-08-01 | 2023-02-09 | |
| Realord Asia Pacific Securities Limited | RO | 證券交易 | 2022-01-17 | 2023-11-17 |
| Rep | 證券交易 | 2021-12-02 | 2022-01-17 | |
| SCK Securities Limited | RO | 證券交易 | 2018-10-11 | 2020-06-05 |
| Rep | 證券交易 | 2018-09-04 | 2018-10-11 | |
| SORRENTO SECURITIES LIMITED | RO | 證券交易 | 2017-09-11 | 2018-09-03 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2014-08-07 | 2017-09-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2014-08-07 | 2017-09-01 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2008-08-28 | 2014-07-25 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2008-08-28 | 2014-07-25 |
已採集記錄中暫無金管局登記。