| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2025-08-20 | 2026-01-20 |
| Rep | 證券交易 | 2025-08-20 | 2026-01-20 | |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2014-05-13 | 2015-10-19 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2010-12-16 | 2012-08-17 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2010-11-12 | 2012-08-17 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2008-12-11 | 2010-07-03 |