| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 就證券提供意見 | 2015-12-11 | - |
| Rep | 證券交易 | 2012-03-30 | - | |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2009-05-05 | 2012-03-09 |
| METRO CAPITAL SECURITIES LIMITED | Rep | 證券交易 | 2006-08-21 | 2009-05-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2006-06-21 | 2006-07-10 |
| SANFULL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-29 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-29 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-29 | |
| Rep | 證券交易 | 2003-04-01 | 2006-06-14 |