| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSC SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2011-10-11 | 2016-10-05 |
| Rep | 證券交易 | 2011-03-22 | 2016-10-05 | |
| Quam Securities Limited | Rep | 提供資產管理 | 2010-03-01 | 2011-01-26 |
| Rep | 就證券提供意見 | 2010-01-08 | 2011-01-26 | |
| Rep | 證券交易 | 2010-01-08 | 2011-01-26 | |
| TSE'S SECURITIES LIMITED | Rep | 就證券提供意見 | 2009-10-29 | 2009-12-28 |
| Rep | 證券交易 | 2009-10-29 | 2009-12-28 |