| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2026-04-24 | - |
| RO | 證券交易 | 2026-04-24 | - | |
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2025-08-04 | 2025-12-15 |
| RO | 就證券提供意見 | 2025-08-04 | 2025-12-15 | |
| CLSA LIMITED | RO | 證券交易 | 2025-08-04 | 2025-12-15 |
| CITIC Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2021-11-19 | 2025-08-04 |
| Rep | 就機構融資提供意見 | 2021-10-27 | 2025-08-04 | |
| CLSA LIMITED | Rep | 證券交易 | 2021-10-27 | 2025-08-04 |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2020-07-20 | 2021-09-17 |
| Rep | 證券交易 | 2020-07-20 | 2021-09-17 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-07-16 | 2020-06-27 |
| CMBC International Capital Limited | Rep | 就機構融資提供意見 | 2017-10-26 | 2020-06-27 |
| Rep | 證券交易 | 2017-10-26 | 2020-06-27 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-04-13 | 2017-09-29 |
| Rep | 證券交易 | 2017-04-13 | 2017-09-29 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2017-04-13 | 2017-09-29 |
已採集記錄中暫無金管局登記。