| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSOP Asset Management Limited | Rep | 就證券提供意見 | 2009-07-06 | 2017-09-26 |
| Rep | 提供資產管理 | 2009-03-04 | 2017-09-26 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就證券提供意見 | 2007-05-11 | 2008-05-10 |
| Rep | 證券交易 | 2007-05-11 | 2008-05-10 | |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2006-11-04 | 2007-04-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2006-09-13 | 2006-10-05 |