| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2011-07-18 | 2012-12-10 |
| Rep | 提供資產管理 | 2011-07-18 | 2012-12-10 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2005-07-18 | 2008-02-04 |
| Rep | 就證券提供意見 | 2005-07-18 | 2009-06-26 | |
| Rep | 證券交易 | 2005-07-18 | 2009-06-26 |