Personnel Hong Kong SFC License Details (ID 77794)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Metaverse Securities Limited (HK)	RO	就期貨合約提供意見	2026-03-06	-
	Rep	就期貨合約提供意見	2025-12-10	2026-03-06
Meta Futures Limited	RO	就期貨合約提供意見	2023-07-25	-
	RO	期貨合約交易	2023-07-25	-
Metaverse Securities Limited (HK)	RO	就證券提供意見	2023-07-25	-
	RO	提供資產管理	2023-07-25	-
	RO	證券交易	2023-07-25	-
Meta Futures Limited	Rep	就期貨合約提供意見	2023-04-14	2023-07-25
	Rep	期貨合約交易	2023-04-14	2023-07-25
Metaverse Securities Limited (HK)	Rep	就證券提供意見	2023-04-14	2023-07-25
	Rep	提供資產管理	2023-04-14	2023-07-25
	Rep	證券交易	2023-04-14	2023-07-25
JMC Capital International Limited	RO	就證券提供意見	2020-12-21	2022-05-31
	RO	證券交易	2020-12-21	2022-05-31
JMC Capital HK Limited	RO	就證券提供意見	2019-02-04	2022-05-31
	RO	提供資產管理	2019-02-04	2022-05-31
	RO	證券交易	2019-02-04	2022-05-31
JMC Capital International Limited	RO	就期貨合約提供意見	2019-01-31	2022-05-31
	RO	期貨合約交易	2019-01-31	2022-05-31
FORMAX SECURITIES LIMITED	RO	期貨合約交易	2018-03-07	2018-12-02
	RO	證券交易	2018-03-07	2018-12-02
	Rep	期貨合約交易	2018-01-12	2018-03-07
	Rep	證券交易	2018-01-12	2018-03-07
Rifa Futures Limited	RO	期貨合約交易	2017-03-22	2017-11-30
Rifa Securities Limited	RO	證券交易	2014-11-26	2017-11-30
Rifa Futures Limited	Rep	期貨合約交易	2013-04-05	2017-03-22
Rifa Securities Limited	Rep	證券交易	2013-04-05	2014-11-26
Yuanta Securities (Hong Kong) Company Limited	Rep	期貨合約交易	2012-06-26	2013-03-27
	Rep	證券交易	2012-06-26	2013-03-27
Yuanta Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2011-12-30	2013-03-27
	Rep	證券交易	2011-12-30	2013-03-27
Rifa Futures Limited	Rep	期貨合約交易	2011-08-26	2011-12-19
Rifa Securities Limited	Rep	證券交易	2011-08-26	2011-12-19
CSC FUTURES (HK) LIMITED	Rep	期貨合約交易	2010-05-26	2011-08-12
CSC SECURITIES (HK) LIMITED	Rep	證券交易	2010-05-26	2011-08-12
XinKong International Securities Limited	Rep	期貨合約交易	2008-07-30	2010-05-24
	Rep	證券交易	2007-11-28	2010-05-24