| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Zhongrong International Capital Management Limited | RO | 就證券提供意見 | 2021-01-11 | 2021-07-30 |
| RO | 提供資產管理 | 2021-01-11 | 2021-07-30 | |
| Rep | 就證券提供意見 | 2020-10-16 | 2021-01-11 | |
| Rep | 提供資產管理 | 2020-10-16 | 2021-01-11 | |
| Zheng He Capital Management Limited | RO | 就證券提供意見 | 2019-11-01 | 2020-08-14 |
| RO | 提供資產管理 | 2019-11-01 | 2020-08-14 | |
| PINESTONE SECURITIES LIMITED | RO | 證券交易 | 2015-01-12 | 2018-03-31 |
| Rep | 證券交易 | 2014-06-30 | 2015-01-12 | |
| Rifa Securities Limited | Rep | 證券交易 | 2011-07-07 | 2012-01-16 |
| TFI Asset Management Limited | Rep | 就證券提供意見 | 2011-07-07 | 2012-01-16 |