| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HTF Securities Limited | RO | 證券交易 | 2026-01-30 | - |
| BLOOMYEARS LIMITED | RO | 證券交易 | 2022-08-01 | 2023-08-25 |
| Rep | 證券交易 | 2022-07-29 | 2022-08-01 | |
| Huayu Securities Limited | RO | 就證券提供意見 | 2019-09-11 | 2022-03-31 |
| RO | 證券交易 | 2018-06-11 | 2022-03-31 | |
| Rep | 證券交易 | 2018-05-02 | 2018-06-11 | |
| RED SUN CAPITAL LIMITED | RO | 證券交易 | 2017-09-25 | 2018-04-30 |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2017-04-03 | 2017-08-09 |
| Rifa Securities Limited | RO | 證券交易 | 2016-02-29 | 2017-08-09 |
| Rep | 證券交易 | 2008-02-19 | 2016-02-29 |