| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | 期貨合約交易 | 2011-04-06 | 2012-03-31 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | 期貨合約交易 | 2011-04-06 | 2012-03-31 |
| RO | 證券交易 | 2011-04-06 | 2012-03-31 | |
| Daiwa Capital Markets Hong Kong Limited | RO | 就證券提供意見 | 2010-03-24 | 2012-03-31 |
| RO | 證券交易 | 2010-03-24 | 2012-03-31 |