| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | 就機構融資提供意見 | 2024-12-09 | - |
| RO | 證券交易 | 2024-12-09 | - | |
| Rep | 就機構融資提供意見 | 2023-07-07 | 2024-12-09 | |
| Rep | 證券交易 | 2023-07-07 | 2024-12-09 | |
| Rep | 就機構融資提供意見 | 2022-11-01 | 2022-12-31 | |
| Rep | 證券交易 | 2022-11-01 | 2022-12-31 | |
| Rep | 期貨合約交易 | 2011-04-29 | 2012-02-07 | |
| Rep | 證券交易 | 2011-04-29 | 2012-02-07 |