| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2019-11-07 | 2020-02-06 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2010-10-13 | 2013-08-08 |
| CLSA LIMITED | Rep | 證券交易 | 2008-08-05 | 2010-06-04 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-08 |
| Rep | 提供資產管理 | - | 2004-01-08 | |
| Rep | 就證券提供意見 | - | 2008-06-05 | |
| Rep | 證券交易 | - | 2008-06-05 |