| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Phoenician Securities Limited | RO | 證券交易 | 2021-05-25 | - |
| Phoenician Limited (HK) | RO | 就證券提供意見 | 2018-06-07 | - |
| RO | 提供資產管理 | 2018-06-07 | - | |
| Phoenician Advisory Services Limited | RO | 就機構融資提供意見 | 2017-05-31 | - |
| RO | 證券交易 | 2017-05-31 | 2024-07-23 | |
| PLATINUM SECURITIES COMPANY LIMITED | RO | 就機構融資提供意見 | 2015-05-14 | 2016-08-12 |
| RO | 證券交易 | 2015-05-14 | 2016-08-12 | |
| Rep | 就機構融資提供意見 | 2015-03-23 | 2015-05-14 | |
| Rep | 證券交易 | 2015-03-23 | 2015-05-14 | |
| Tiro Capital Limited | RO | 就機構融資提供意見 | 2014-08-27 | 2015-02-22 |
| ZhongHua Finance Capital Co., Limited | Rep | 就機構融資提供意見 | 2013-08-12 | 2014-08-22 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2010-11-08 | 2013-03-01 |
| Rep | 證券交易 | 2010-11-08 | 2013-03-01 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2007-11-16 | 2010-08-04 |
| Rep | 證券交易 | 2007-11-16 | 2010-08-04 |
已採集記錄中暫無金管局登記。