| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited | RO | 就證券提供意見 | 2018-10-09 | - |
| RO | 證券交易 | 2018-10-09 | - | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2011-04-14 | 2012-12-20 |
| Rep | 證券交易 | 2011-04-14 | 2012-12-20 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2010-04-28 | 2012-12-20 |
| Rep | 期貨合約交易 | 2010-04-28 | 2012-12-20 | |
| Rep | 證券交易 | 2010-04-28 | 2012-12-20 |