| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Barn Asset Management Limited | RO | 提供資產管理 | 2020-06-02 | 2023-07-24 |
| MARSHALL WACE ASIA LIMITED | Rep | 提供資產管理 | 2015-10-26 | 2019-06-25 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2014-06-23 | 2015-10-03 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2011-07-04 | 2014-05-24 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-07-04 | 2012-01-30 |