| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-01-21 | - |
| Rep | 證券交易 | 2019-01-21 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2019-01-21 | - |
| Rep | 證券交易 | 2019-01-21 | - | |
| Citadel Asia Limited | Rep | 提供資產管理 | 2016-01-11 | 2018-09-27 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2012-08-20 | 2015-10-24 |
| Rep | 期貨合約交易 | 2012-08-20 | 2015-10-24 | |
| Rep | 證券交易 | 2012-08-20 | 2015-10-24 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2010-03-29 | 2012-03-31 |
| Rep | 證券交易 | 2010-03-29 | 2012-03-31 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-10-25 | 2009-12-08 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2006-09-15 | 2007-08-01 |
已採集記錄中暫無金管局登記。