| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited | Rep | 就證券提供意見 | 2026-04-30 | - |
| Rep | 提供資產管理 | 2026-04-30 | - | |
| UCAP Securities (HK) Limited | Rep | 就證券提供意見 | 2025-02-18 | 2025-10-31 |
| Rep | 證券交易 | 2025-02-18 | 2025-10-31 | |
| Leonteq Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-12-01 | 2015-01-31 |
| Rep | 證券交易 | 2011-12-01 | 2015-01-31 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2011-05-24 | 2011-09-06 |
| Rep | 證券交易 | 2011-05-24 | 2011-09-06 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2011-02-23 | 2011-09-06 |
| Rep | 證券交易 | 2011-02-23 | 2011-09-06 | |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2010-06-08 | 2011-01-01 |
已採集記錄中暫無金管局登記。