Chu, Peter Pa-en 曲培恩
證監會中央編號:ALW236
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 提供資產管理 | 2025-08-20 | - |
| Rep | 證券交易 | 2025-08-20 | - | |
| Rep | 就證券提供意見 | 2025-08-01 | 2026-06-09 | |
| Alaya Capital Limited | Rep | 就證券提供意見 | 2025-01-27 | 2025-05-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2020-07-08 | 2023-02-21 |
| Merrill Lynch Far East Limited | RO | 期貨合約交易 | 2020-07-08 | 2023-02-21 |
| RO | 證券交易 | 2020-07-08 | 2023-02-21 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2019-08-20 | 2020-07-08 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2019-08-20 | 2020-07-08 |
| Rep | 證券交易 | 2019-08-20 | 2020-07-08 | |
| Daiwa Capital Markets Hong Kong Limited | RO | 期貨合約交易 | 2013-09-25 | 2019-07-08 |
| RO | 證券交易 | 2013-09-25 | 2019-07-08 | |
| Rep | 期貨合約交易 | 2010-11-01 | 2013-09-25 | |
| Rep | 證券交易 | 2010-11-01 | 2013-09-25 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2006-03-31 | 2010-07-29 |
| Rep | 證券交易 | 2006-03-31 | 2010-07-29 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2005-04-01 | 2006-02-18 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2005-04-01 | 2006-02-18 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-04-01 | 2006-02-18 |