| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2013-09-02 | 2017-07-01 |
| Merrill Lynch Far East Limited | Rep | 提供自動化交易服務 | 2013-09-02 | 2017-07-01 |
| Rep | 期貨合約交易 | 2013-09-02 | 2017-07-01 | |
| Rep | 證券交易 | 2013-09-02 | 2017-07-01 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2011-05-09 | 2013-06-29 |
| Rep | 證券交易 | 2011-05-09 | 2013-06-29 | |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2009-05-11 | 2011-04-16 |
| Rep | 就證券提供意見 | 2009-05-11 | 2011-04-16 | |
| Rep | 提供資產管理 | 2009-05-11 | 2011-04-16 |