| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Keming Capital (HK) Limited | Rep | 就證券提供意見 | 2021-06-09 | - |
| Rep | 提供資產管理 | 2021-06-09 | - | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2010-04-29 | 2011-09-02 |
| Rep | 證券交易 | 2010-04-29 | 2011-09-02 | |
| Success Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-07-21 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-07-21 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-07-21 | |
| Rep | 證券交易 | 2003-04-01 | 2007-04-27 |