| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2011-05-11 | 2012-06-21 |
| Rep | 證券交易 | 2011-05-11 | 2012-06-21 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2011-02-08 | 2012-06-21 |
| Rep | 證券交易 | 2011-02-08 | 2012-06-21 | |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2008-10-31 | 2010-10-27 |