| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | 證券交易 | 2017-12-05 | - |
| Rep | 期貨合約交易 | 2017-11-29 | - | |
| Rep | 證券交易 | 2010-11-20 | 2017-12-05 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 證券交易 | 2008-11-27 | 2013-11-13 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2008-01-10 | 2010-11-20 |
| Rep | 證券交易 | 2007-10-11 | 2007-12-11 | |
| Rep | 證券交易 | 2007-07-23 | 2007-08-23 | |
| Rep | 證券交易 | 2006-10-10 | 2006-11-09 | |
| Rep | 證券交易 | 2006-07-12 | 2006-08-11 | |
| Rep | 證券交易 | 2006-03-28 | 2006-04-27 |