| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JNL Investments Limited (HK) | RO | 提供資產管理 | 2017-07-13 | 2018-01-31 |
| Rep | 提供資產管理 | 2017-04-25 | 2017-07-13 | |
| Asiya Investments Hong Kong Limited | RO | 就證券提供意見 | 2014-01-06 | 2016-02-23 |
| RO | 提供資產管理 | 2014-01-06 | 2016-02-23 | |
| Rep | 就證券提供意見 | 2013-06-13 | 2014-01-06 | |
| Rep | 提供資產管理 | 2013-06-13 | 2014-01-06 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2010-02-11 | 2012-02-14 |
| Rep | 證券交易 | 2010-02-11 | 2012-02-14 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-10 |
| Rep | 就證券提供意見 | - | 2003-07-10 | |
| Rep | 提供資產管理 | - | 2003-07-10 | |
| Rep | 證券交易 | - | 2003-07-10 |