| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited | Rep | 證券交易 | 2023-02-24 | - |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2011-05-30 | 2012-09-08 |
| Rep | 證券交易 | 2011-05-30 | 2012-09-08 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2010-11-08 | 2012-09-08 |
| Rep | 證券交易 | 2010-11-08 | 2012-09-08 | |
| KB INVESTMENT & SECURITIES HONG KONG LIMITED | Rep | 提供資產管理 | 2009-10-28 | 2010-07-07 |
| Rep | 證券交易 | 2009-10-28 | 2010-07-07 |