| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2008-10-27 | - |
| Rep | 證券交易 | 2008-10-27 | - | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2004-04-14 | 2008-09-03 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-04-14 | 2008-09-03 |
| Rep | 證券交易 | 2003-06-12 | 2008-09-03 |