| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Anbang Capital (Hong Kong) Co. Limited | Rep | 就機構融資提供意見 | 2014-07-21 | 2015-01-14 |
| Rep | 就證券提供意見 | 2014-07-21 | 2015-01-14 | |
| Rep | 證券交易 | 2014-07-21 | 2015-01-14 | |
| CHIEF FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2013-05-28 | 2014-06-24 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2013-05-28 | 2014-06-24 |
| Rep | 證券交易 | 2013-05-28 | 2014-06-24 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2011-08-04 | 2012-08-22 |
| Rep | 證券交易 | 2011-08-04 | 2012-08-22 |