| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AUGUSTINE ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2019-01-11 | 2020-12-31 |
| Rep | 提供資產管理 | 2019-01-11 | 2020-12-31 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2010-08-16 | 2011-09-10 |
| MUSHK Limited | Rep | 證券交易 | 2010-02-22 | 2010-08-05 |
| ASPEN HILL PARTNERS (HONG KONG) LIMITED | Rep | 提供資產管理 | 2008-09-12 | 2010-01-31 |
| Rep | 就證券提供意見 | 2008-08-21 | 2010-01-31 | |
| CLSA FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2006-09-07 | 2008-05-10 |
| Rep | 期貨合約交易 | 2006-09-07 | 2008-05-10 | |
| CLSA LIMITED | Rep | 就證券提供意見 | 2006-01-23 | 2008-05-10 |
| Rep | 證券交易 | 2006-01-23 | 2008-05-10 |