| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | 就機構融資提供意見 | 2024-11-26 | - |
| Rep | 就證券提供意見 | 2024-09-02 | - | |
| Rep | 證券交易 | 2024-09-02 | - | |
| Rep | 就機構融資提供意見 | 2024-09-02 | 2024-11-26 | |
| UBS SECURITIES HONG KONG LIMITED | RO | 就機構融資提供意見 | 2021-01-25 | 2023-11-24 |
| Rep | 就機構融資提供意見 | 2020-11-13 | 2021-01-25 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2017-05-11 | 2020-10-30 |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2015-06-11 | 2017-05-01 |
| Rep | 證券交易 | 2015-06-11 | 2017-05-01 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2011-06-23 | 2015-04-29 |
| Rep | 證券交易 | 2011-06-23 | 2015-04-29 |
已採集記錄中暫無金管局登記。