| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 提供資產管理 | 2012-06-26 | 2021-05-10 |
| Rep | 期貨合約交易 | 2012-05-22 | 2016-05-05 | |
| Rep | 證券交易 | 2012-05-22 | 2021-05-10 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2010-11-01 | 2012-02-16 |
| Rep | 證券交易 | 2010-11-01 | 2012-02-16 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2008-01-29 | 2010-07-29 |
| Rep | 證券交易 | 2008-01-29 | 2010-07-29 |