| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International (Asia) Limited | Rep | 就機構融資提供意見 | 2012-07-13 | 2015-04-21 |
| Rep | 證券交易 | 2012-07-13 | 2015-04-21 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2011-06-15 | 2012-02-16 |
| Rep | 證券交易 | 2011-06-15 | 2012-02-16 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | - | 2009-04-11 |