| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2013-07-17 | 2020-11-26 |
| Rep | 就證券提供意見 | 2011-12-20 | 2013-01-25 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2009-08-24 | 2011-09-22 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-04-12 | 2011-09-22 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-03 |
| Rep | 提供資產管理 | - | 2004-02-03 | |
| Rep | 就證券提供意見 | - | 2007-03-19 |