| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2010-09-27 | 2012-08-29 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-09-27 | 2012-01-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-10-10 | 2010-09-02 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2005-11-28 | 2008-09-29 |