| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2016-11-15 | 2019-06-30 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2016-11-15 | 2019-06-30 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2010-11-20 | 2012-05-05 |
| Rep | 證券交易 | 2010-11-20 | 2012-05-05 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2010-07-26 | 2012-05-05 |
| Rep | 證券交易 | 2010-07-26 | 2012-05-05 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2005-03-17 | 2010-04-24 |
| Rep | 證券交易 | 2005-02-03 | 2010-04-24 |