| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2011-08-01 | 2013-04-16 |
| Rep | 證券交易 | 2011-08-01 | 2013-04-16 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2007-08-23 | 2007-08-23 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-08-23 | 2010-10-29 |
| Rep | 證券交易 | 2007-08-23 | 2010-10-29 |