| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | 證券交易 | 2016-02-04 | 2025-05-26 |
| Rep | 證券交易 | 2011-04-27 | 2016-02-04 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 證券交易 | 2011-04-27 | 2013-11-13 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2006-06-14 | 2008-08-29 |