| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZMF Asset Management Limited | Rep | 就證券提供意見 | 2026-08-14 | - |
| Rep | 提供資產管理 | 2026-08-14 | - | |
| Rep | 證券交易 | 2026-08-14 | - | |
| ABCI Securities Company Limited | Rep | 就證券提供意見 | 2016-12-06 | 2020-03-06 |
| Rep | 證券交易 | 2016-12-06 | 2020-03-06 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2011-05-16 | 2016-09-21 |
| Rep | 證券交易 | 2011-05-16 | 2016-09-21 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-11-24 | 2011-04-07 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2010-11-24 | 2011-04-07 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2005-12-01 | 2010-11-18 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-12-01 | 2010-11-18 |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就證券提供意見 | 2005-09-20 | 2005-11-16 |
已採集記錄中暫無金管局登記。