| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | RO | 就證券提供意見 | 2017-09-20 | - |
| Rep | 就證券提供意見 | 2012-12-05 | 2017-09-20 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-12-20 | 2012-11-28 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2009-08-24 | 2011-09-16 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-08-14 | 2011-09-16 |
| Credit Agricole Securities (Asia) Limited | Rep | 就證券提供意見 | 2005-08-30 | 2008-07-26 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-03 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-03 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-08-23 |