| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merdeka Investment Management Limited | RO | 就證券提供意見 | 2025-10-08 | - |
| RO | 提供資產管理 | 2025-10-08 | - | |
| Rep | 就證券提供意見 | 2025-09-02 | 2025-10-08 | |
| Rep | 提供資產管理 | 2025-09-02 | 2025-10-08 | |
| Novel Wealth Management Limited | RO | 就證券提供意見 | 2025-04-17 | 2025-08-31 |
| RO | 提供資產管理 | 2025-04-17 | 2025-08-31 | |
| RO | 證券交易 | 2025-04-17 | 2025-08-31 | |
| Rep | 就證券提供意見 | 2025-03-07 | 2025-04-17 | |
| Rep | 提供資產管理 | 2025-03-07 | 2025-04-17 | |
| FCS Capital Limited | RO | 就證券提供意見 | 2023-05-25 | 2024-08-31 |
| RO | 提供資產管理 | 2023-05-25 | 2024-08-31 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2018-11-30 | 2020-09-30 |
| Rep | 證券交易 | 2018-11-30 | 2020-09-30 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2016-05-16 | 2017-07-25 |
| Rep | 就證券提供意見 | 2016-05-16 | 2017-07-25 | |
| Rep | 期貨合約交易 | 2016-05-16 | 2017-07-25 | |
| Rep | 證券交易 | 2016-05-16 | 2017-07-25 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2015-10-19 | 2016-04-22 |
| Rep | 期貨合約交易 | 2015-10-19 | 2016-04-22 | |
| Rep | 證券交易 | 2015-10-19 | 2016-04-22 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2012-04-10 | 2015-10-01 |
| Rep | 證券交易 | 2010-11-20 | 2015-10-01 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2008-08-13 | 2015-10-01 |
| Rep | 證券交易 | 2008-01-07 | 2015-10-01 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2006-11-21 | 2010-11-20 |
已採集記錄中暫無金管局登記。