| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2010-11-20 | 2015-07-01 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 證券交易 | 2010-11-02 | 2015-07-01 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2010-06-17 | 2010-11-20 |
| Rep | 證券交易 | 2009-05-07 | 2009-12-14 |