| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2009-05-07 | 2012-07-20 |
| DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2007-08-09 | 2009-04-30 |
| Rep | 證券交易 | 2007-07-05 | 2009-04-30 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2003-12-09 | 2007-05-18 |
| Rep | 就機構融資提供意見 | - | 2003-11-10 | |
| Rep | 就證券提供意見 | - | 2003-11-10 | |
| Rep | 提供資產管理 | - | 2003-11-10 | |
| Rep | 證券交易 | - | 2003-11-10 |