| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2007-08-28 | - |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2005-08-04 | 2007-04-21 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-05 | |
| Rep | 證券交易 | 2003-04-01 | 2005-11-14 |
已採集記錄中暫無金管局登記。