| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2024-07-15 | - |
| CMB International Global Markets Limited | Rep | 就證券提供意見 | 2022-01-26 | 2024-04-26 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2021-09-10 | 2022-05-05 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-07-17 | 2020-10-15 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2011-06-01 | 2012-07-17 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-06-01 | 2012-01-30 |
已採集記錄中暫無金管局登記。