| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2023-06-21 | - |
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2010-09-17 | 2022-11-16 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2007-09-19 | 2010-08-20 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-08 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-08 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-04-16 | |
| Rep | 證券交易 | 2003-04-01 | 2007-07-21 |