| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2021-08-04 | - |
| RO | 就證券提供意見 | 2021-08-04 | - | |
| RO | 證券交易 | 2021-08-04 | - | |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2021-08-04 | - |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2018-08-23 | 2021-08-04 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2017-07-20 | 2021-08-04 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-05-26 | 2021-08-04 |
| Rep | 證券交易 | 2016-05-26 | 2021-08-04 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2011-01-31 | 2016-02-02 |
| Rep | 證券交易 | 2011-01-31 | 2016-02-02 |
已採集記錄中暫無金管局登記。