| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-07-30 | - |
| Rep | 證券交易 | 2012-10-08 | - | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2008-12-29 | 2012-02-16 |
| Rep | 證券交易 | 2004-09-02 | 2012-02-16 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-13 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-22 | |
| Rep | 證券交易 | 2003-04-01 | 2004-08-26 |