| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-11-05 | - |
| Rep | 證券交易 | 2018-10-02 | - | |
| SBI Securities (Hong Kong) Limited | Rep | 證券交易 | 2017-10-10 | 2018-09-10 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2010-12-28 | 2017-09-30 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-12-28 | 2012-01-30 |
已採集記錄中暫無金管局登記。