Tse, Philip King Fai 謝景暉
證監會中央編號:AGG695
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International (Asia) Limited | RO | 就機構融資提供意見 | 2026-07-08 | - |
| RO | 證券交易 | 2026-07-08 | - | |
| Rep | 就機構融資提供意見 | 2026-07-02 | 2026-07-08 | |
| Rep | 證券交易 | 2026-07-02 | 2026-07-08 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | 就機構融資提供意見 | 2019-10-21 | 2026-06-17 |
| RO | 就證券提供意見 | 2019-10-21 | 2026-06-17 | |
| RO | 證券交易 | 2019-10-21 | 2026-06-17 | |
| Rep | 就證券提供意見 | 2019-07-05 | 2019-10-21 | |
| Rep | 就機構融資提供意見 | 2019-06-26 | 2019-10-21 | |
| Rep | 證券交易 | 2019-06-26 | 2019-10-21 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就機構融資提供意見 | 2018-04-27 | 2019-06-14 |
| RO | 證券交易 | 2018-04-27 | 2019-06-14 | |
| Rep | 就機構融資提供意見 | 2018-03-14 | 2018-04-27 | |
| Rep | 證券交易 | 2018-03-14 | 2018-04-27 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-05-11 | 2018-02-28 |
| RO | 就證券提供意見 | 2017-05-11 | 2018-02-28 | |
| RO | 證券交易 | 2017-05-11 | 2018-02-28 | |
| Rep | 就機構融資提供意見 | 2016-10-17 | 2017-05-11 | |
| CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-10-17 | 2017-01-04 |
| Rep | 就證券提供意見 | 2016-10-17 | 2017-03-30 | |
| Rep | 證券交易 | 2016-10-17 | 2017-03-30 | |
| DBS ASIA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2011-08-26 | 2016-07-27 |
| RO | 就證券提供意見 | 2011-08-26 | 2016-07-27 | |
| RO | 證券交易 | 2011-08-26 | 2016-07-27 | |
| Rep | 就機構融資提供意見 | 2011-06-17 | 2011-08-26 | |
| Rep | 就證券提供意見 | 2011-06-17 | 2011-08-26 | |
| Rep | 證券交易 | 2011-06-17 | 2011-08-26 | |
| ABCI Securities Company Limited | RO | 就機構融資提供意見 | 2010-07-08 | 2011-03-01 |
| Rep | 就機構融資提供意見 | 2009-08-07 | 2010-07-08 | |
| Rep | 證券交易 | 2009-08-07 | 2011-03-01 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2006-12-27 | 2008-11-14 |
| Rep | 就證券提供意見 | 2006-12-27 | 2008-11-14 | |
| Rep | 證券交易 | 2006-12-27 | 2008-11-14 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2005-01-27 | 2006-12-18 |
| Rep | 就機構融資提供意見 | 2005-01-10 | 2006-12-18 | |
| VC CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-07-23 | 2004-11-25 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-22 |
金管局記錄暫時無法載入，請稍後重試。