| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-07-04 | - |
| Rep | 證券交易 | 2023-07-04 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2013-02-18 | 2023-04-06 |
| Rep | 證券交易 | 2011-10-20 | 2023-04-06 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-07-20 | 2011-10-08 |
| Rep | 就證券提供意見 | 2010-07-20 | 2011-10-08 | |
| Rep | 證券交易 | 2010-07-20 | 2011-10-08 | |
| HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | 2009-03-13 | 2010-07-01 |
| Rep | 就證券提供意見 | 2009-03-13 | 2010-07-01 |
已採集記錄中暫無金管局登記。